Compliance & Regulatory Information

Fraud Prevention

Protecting our clients and the integrity of our platform is a core priority. We maintain security and monitoring procedures designed to help detect, prevent, and investigate fraudulent activity, unauthorized account access, financial crime, and other suspicious transactions. Certain account activities may be subject to additional verification, temporary restrictions, or review where necessary to safeguard client assets and comply with applicable legal and regulatory requirements.

Clients are responsible for safeguarding their login credentials, passwords, multi-factor authentication methods, and other security information. If you suspect unauthorized access, fraudulent activity, or any security concern relating to your account, notify us immediately through our official support channels. We will never request your password, one-time verification codes, or security credentials by email, telephone, or unsolicited messages.

Investment Risk Disclosure

Investments involve risk, including the possible loss of capital. The value of investments and any income derived from them may increase or decrease due to market conditions, economic events, interest rate movements, currency fluctuations, and other factors. Any projections, target returns, or illustrative performance figures are provided for informational purposes only and should not be interpreted as guarantees of future performance. Past performance is not a reliable indicator of future results. See also our Terms of Use.

Privacy, Security & Data Protection

Protecting our clients’ information is a fundamental priority. We employ appropriate administrative, technical, and organizational safeguards designed to protect confidential information against unauthorized access, alteration, disclosure, or misuse. Clients are encouraged to protect their login credentials, enable available security features, and notify us immediately of any suspected unauthorized access to their accounts. For how we collect and use personal information, see our Privacy Policy.

Statements, Records & Reporting

Electronic account statements, transaction confirmations, portfolio valuations, and other account records are made available through the secure client portal. Clients are encouraged to retain copies of important documents for their records. Certain reports and communications may be issued periodically or when required by applicable law, regulation, or operational procedures.

Registration & Membership

Registration and membership status for Wholebrick Partners or its affiliates may vary by jurisdiction and product. Please contact Client Relations for current details. Form ADV, brochure supplements, and related regulatory documents are available upon request where applicable.

General Notice

Nothing contained on this website or within the client portal constitutes legal, tax, accounting, or investment advice. Information provided is intended for general informational purposes and should not be relied upon as the sole basis for making investment decisions. Clients should consider their individual financial circumstances and, where appropriate, seek independent professional advice before making investment decisions.